AdvisorOS Directory
Claim Profile
Unclaimed Profile
KS

Karl Sommerfield Schmidt

P. J. SCHMIDT INVESTMENT MANAGEMENT, INC·CEDARBURG, Wisconsin
Clean recordP. J. SCHMIDT INVESTMENT MANAGEMENT, INC
W62N570 WASHINGTON AVENUE, CEDARBURG, WI 53012CRD# 7513729Firm CRD# 104701

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Karl Sommerfield Schmidt · CEDARBURG, WI
Registration
CRD #7513729 · P. J. SCHMIDT INVESTMENT MANAGEMENT, INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Karl Sommerfield Schmidt is a registered financial advisor based in CEDARBURG, Wisconsin, affiliated with P. J. SCHMIDT INVESTMENT MANAGEMENT, INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

Speak with Karl

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Karl is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
P. J. SCHMIDT INVESTMENT MANAGEMENT, INC
PJS INVESTMENT MANAGEMENT
AUM
$720M
Regulatory assets under management
Employees
15
Total firm employees
View all advisors at P. J. SCHMIDT INVESTMENT MANAGEMENT, INC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 7513729
Firm CRD# 104701
View on FINRA BrokerCheck →

Looking for a financial advisor in CEDARBURG?

Browse all registered financial advisors in CEDARBURG, Wisconsin or claim this profile if it's yours.

Browse CEDARBURG AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Karl Sommerfield Schmidt offer?
Karl Sommerfield Schmidt specializes in Financial Planning, Investment Management. Contact their office in CEDARBURG, Wisconsin for a consultation.
What are Karl Sommerfield Schmidt's credentials?
Karl Sommerfield Schmidt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karl Sommerfield Schmidt located?
Karl Sommerfield Schmidt is based in CEDARBURG, Wisconsin, working with P. J. SCHMIDT INVESTMENT MANAGEMENT, INC. Their office serves clients in the CEDARBURG metropolitan area and surrounding communities.
How does Karl Sommerfield Schmidt charge for services?
Karl Sommerfield Schmidt's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is P. J. SCHMIDT INVESTMENT MANAGEMENT, INC?
P. J. SCHMIDT INVESTMENT MANAGEMENT, INC has approximately 15 employees and manages $720M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at P. J. SCHMIDT INVESTMENT MANAGEMENT, INC

Julie A. Schmidt
CEDARBURG, WI
Elizabeth Nelson Schmidt
CEDARBURG, WI
Jason Scott Lacey
CEDARBURG, WI
Joseph Sommerfield Schmidt
CEDARBURG, WI
Kelly Sue Merten
CEDARBURG, WI
Phillip James Schmidt
CEDARBURG, WI

More Advisors in CEDARBURG, Wisconsin

Scott Michael Conger
P. J. SCHMIDT INVESTMENT MANAGEMENT, INC·CEDARBURG, WI
Patrick Nelson Sommerfield
P. J. SCHMIDT INVESTMENT MANAGEMENT, INC·CEDARBURG, WI

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Wisconsin
MILWAUKEE (515)MADISON (242)GREEN BAY (92)APPLETON (83)WAUKESHA (77)BROOKFIELD (68)MEQUON (42)WAUSAU (30)MIDDLETON (29)NEENAH (25)
City Guides
MILWAUKEE GuideMADISON GuideGREEN BAY GuideAPPLETON GuideWAUKESHA Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
Request removal of this profile