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Kelly Sue Merten

P. J. SCHMIDT INVESTMENT MANAGEMENT, INC·CEDARBURG, Wisconsin
Series 65Clean record21 years registeredP. J. SCHMIDT INVESTMENT MANAGEMENT, INC
W62N570 WASHINGTON AVENUE, CEDARBURG, WI 53012CRD# 4783952Firm CRD# 104701

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kelly Sue Merten · CEDARBURG, WI
Registration
CRD #4783952 · P. J. SCHMIDT INVESTMENT MANAGEMENT, INC · 21 years registered
Brand Profile
Not yet started
01

Career History

PJS INVESTMENT MANAGEMENT
Sep 2004 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · September 27, 2004
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
P. J. SCHMIDT INVESTMENT MANAGEMENT, INC
CRD 104701 · SEC 801-16815
AUM
$720M
Regulatory assets under management
Employees
15
1,260 client accounts
Services offered by P. J. SCHMIDT INVESTMENT MANAGEMENT, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at P. J. SCHMIDT INVESTMENT MANAGEMENT, INC →
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Frequently Asked Questions

What services does Kelly Sue Merten offer?
Kelly Sue Merten specializes in Financial Planning, Investment Management. Contact their office in CEDARBURG, Wisconsin for a consultation.
What are Kelly Sue Merten's credentials?
Kelly Sue Merten is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kelly Sue Merten located?
Kelly Sue Merten is based in CEDARBURG, Wisconsin, working with P. J. SCHMIDT INVESTMENT MANAGEMENT, INC. Their office serves clients in the CEDARBURG metropolitan area and surrounding communities.
How does Kelly Sue Merten charge for services?
Kelly Sue Merten's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is P. J. SCHMIDT INVESTMENT MANAGEMENT, INC?
P. J. SCHMIDT INVESTMENT MANAGEMENT, INC has approximately 15 employees and manages $720M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at P. J. SCHMIDT INVESTMENT MANAGEMENT, INC

Phillip James Schmidt
CEDARBURG, WI
Jason Scott Lacey
CEDARBURG, WI
Scott Michael Conger
CEDARBURG, WI
Patrick Nelson Sommerfield
CEDARBURG, WI

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