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Jason Scott Lacey

P. J. SCHMIDT INVESTMENT MANAGEMENT, INC·CEDARBURG, Wisconsin
Series 7, Series 63, Series 65Clean record19 years registeredP. J. SCHMIDT INVESTMENT MANAGEMENT, INC
W62N570 WASHINGTON AVENUE, CEDARBURG, WI 53012CRD# 5220076Firm CRD# 104701

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jason Scott Lacey · CEDARBURG, WI
Registration
CRD #5220076 · P. J. SCHMIDT INVESTMENT MANAGEMENT, INC · 19 years registered
Brand Profile
Not yet started
01

Career History

PJS INVESTMENT MANAGEMENT
Mar 2014 – present
LEWIS LACEY CAPITAL MANAGEMENT, LLC
Aug 2009 – Dec 2013
MILWAUKEE, WI
SII INVESTMENTS, INC.
Sep 2008 – Mar 2009
MENOMONEE FALLS, WI
SII INVESTMENTS, INC.
Jun 2007 – Jun 2008
MENOMONEE FALLS, WI
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · June 13, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
P. J. SCHMIDT INVESTMENT MANAGEMENT, INC
CRD 104701 · SEC 801-16815
AUM
$720M
Regulatory assets under management
Employees
15
1,260 client accounts
Services offered by P. J. SCHMIDT INVESTMENT MANAGEMENT, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at P. J. SCHMIDT INVESTMENT MANAGEMENT, INC →
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05

Frequently Asked Questions

What services does Jason Scott Lacey offer?
Jason Scott Lacey specializes in Financial Planning, Investment Management. Contact their office in CEDARBURG, Wisconsin for a consultation.
What are Jason Scott Lacey's credentials?
Jason Scott Lacey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jason Scott Lacey located?
Jason Scott Lacey is based in CEDARBURG, Wisconsin, working with P. J. SCHMIDT INVESTMENT MANAGEMENT, INC. Their office serves clients in the CEDARBURG metropolitan area and surrounding communities.
How does Jason Scott Lacey charge for services?
Jason Scott Lacey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is P. J. SCHMIDT INVESTMENT MANAGEMENT, INC?
P. J. SCHMIDT INVESTMENT MANAGEMENT, INC has approximately 15 employees and manages $720M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at P. J. SCHMIDT INVESTMENT MANAGEMENT, INC

Phillip James Schmidt
CEDARBURG, WI
Scott Michael Conger
CEDARBURG, WI
Kelly Sue Merten
CEDARBURG, WI
Patrick Nelson Sommerfield
CEDARBURG, WI

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