Unclaimed Profile

Phillip James Schmidt

P. J. SCHMIDT INVESTMENT MANAGEMENT, INC·CEDARBURG, Wisconsin

Clean record42 years registeredP. J. SCHMIDT INVESTMENT MANAGEMENT, INC

W62 N570 WASHINGTON AVENUE, CEDARBURG, WI 53012CRD# 414029Firm CRD# 104701

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phillip James Schmidt · CEDARBURG, WI

Registration

CRD #414029 · P. J. SCHMIDT INVESTMENT MANAGEMENT, INC · 42 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: P. J. SCHMIDT INVESTMENT MANAGEMENT, INC

PJS INVESTMENT MANAGEMENT

May 1984 – Jan 2022

CEDARBURG, WI

Registrations & Exams

Registration record

First registered · May 24, 1984

Years registered · 42

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

P. J. SCHMIDT INVESTMENT MANAGEMENT, INC

CRD 104701 · SEC 801-16815

AUM

$720M

Regulatory assets under management

Employees

1,260 client accounts

Services offered by P. J. SCHMIDT INVESTMENT MANAGEMENT, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at P. J. SCHMIDT INVESTMENT MANAGEMENT, INC →

Introduction

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Frequently Asked Questions

What services does Phillip James Schmidt offer?

Phillip James Schmidt specializes in Financial Planning, Investment Management.

What are Phillip James Schmidt's credentials?

Phillip James Schmidt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phillip James Schmidt located?

Phillip James Schmidt is based in CEDARBURG, Wisconsin, last registered with P. J. SCHMIDT INVESTMENT MANAGEMENT, INC.

How does Phillip James Schmidt charge for services?

Phillip James Schmidt's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is P. J. SCHMIDT INVESTMENT MANAGEMENT, INC?

P. J. SCHMIDT INVESTMENT MANAGEMENT, INC has approximately 15 employees and manages $720M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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