Unclaimed Profile

Thomas John Suttner

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.·APPLETON, Wisconsin

Series 6, Series 7, Series 63, Series 6524 years registeredMCGLONE SUTTNER WEALTH MANAGEMENT, INC.

3501 E EVERGREEN DRIVE, APPLETON, WI 54913CRD# 2104792Firm CRD# 149830

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas John Suttner · APPLETON, WI

Registration

CRD #2104792 · MCGLONE SUTTNER WEALTH MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

Apr 2009 – present

SII INVESTMENTS, INC.

Apr 2002 – Apr 2009

APPLETON, WI

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · April 1, 2002

Years registered · 24

Disclosure History

2020Customer Dispute·Settled

2009Customer Dispute·Closed-No Action

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

CRD 149830 · SEC 801-112692

AUM

$689M

Regulatory assets under management

Employees

2,498 client accounts

Services offered by MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MCGLONE SUTTNER WEALTH MANAGEMENT, INC. →

Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in APPLETON?

Browse all registered financial advisors in APPLETON, Wisconsin or claim this profile if it's yours.

Browse APPLETON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Thomas John Suttner offer?

Thomas John Suttner specializes in Financial Planning, Investment Management. Contact their office in APPLETON, Wisconsin for a consultation.

What are Thomas John Suttner's credentials?

Thomas John Suttner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas John Suttner located?

Thomas John Suttner is based in APPLETON, Wisconsin, working with MCGLONE SUTTNER WEALTH MANAGEMENT, INC.. Their office serves clients in the APPLETON metropolitan area and surrounding communities.

How does Thomas John Suttner charge for services?

Thomas John Suttner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MCGLONE SUTTNER WEALTH MANAGEMENT, INC.?

MCGLONE SUTTNER WEALTH MANAGEMENT, INC. has approximately 12 employees and manages $689M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →