Unclaimed Profile

Scott Eric Romine

SII INVESTMENTS, INC.·APPLETON, Wisconsin

SIE, Series 7, Series 24, Series 63, Series 65, Series 66, Series 99TOClean record13 years registeredSII INVESTMENTS, INC.

5555 W GRANDE MARKET DRIVE, APPLETON, WI 54913-8403CRD# 2298206Firm CRD# 2225

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Eric Romine · APPLETON, WI

Registration

CRD #2298206 · SII INVESTMENTS, INC. · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SII INVESTMENTS, INC.

INVESTMENT CENTERS OF AMERICA, INC.

Aug 2016 – Jun 2018

APPLETON, WI

SII INVESTMENTS, INC.

Aug 2016 – Jun 2018

APPLETON, WI

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Aug 2016 – Jun 2018

Franklin, TN

CURIAN CAPITAL, LLC

Feb 2013 – Mar 2016

FRANKLIN, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · February 26, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SII INVESTMENTS, INC.

CRD 2225 · SEC 801-54935

Employees

Total firm employees

Services offered by SII INVESTMENTS, INC.

Per Form ADV

Other

View all advisors at SII INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Scott Eric Romine offer?

Scott Eric Romine is a registered financial advisor in APPLETON, Wisconsin.

What are Scott Eric Romine's credentials?

Scott Eric Romine is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Eric Romine located?

Scott Eric Romine is based in APPLETON, Wisconsin, last registered with SII INVESTMENTS, INC..

How does Scott Eric Romine charge for services?

Scott Eric Romine's firm is compensated through other: no longer provding investment advisory services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SII INVESTMENTS, INC.?

SII INVESTMENTS, INC. has approximately 81 employees. The firm is registered with the SEC as an investment adviser.

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