Unclaimed Profile

Samuel Ronald Winch

WINCH ADVISORY SERVICES, LLC·APPLETON, Wisconsin

Series 7, Series 24, Series 63, Series 65Clean record16 years registeredWINCH ADVISORY SERVICES, LLC

424 E. WISCONSIN AVENUE, APPLETON, WI 54911CRD# 3126026Firm CRD# 110194

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Samuel Ronald Winch · APPLETON, WI

Registration

CRD #3126026 · WINCH ADVISORY SERVICES, LLC · 16 years registered

Brand Profile

Not yet started

Career History

WINCH FINANCIAL

Sep 2011 – present

WOODBURY FINANCIAL SERVICES, INC.

Oct 2009 – Jul 2011

APPLETON, WI

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 16, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WINCH ADVISORY SERVICES, LLC

CRD 110194 · SEC 801-55488

AUM

$420M

Regulatory assets under management

Employees

2,554 client accounts

Services offered by WINCH ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WINCH ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Samuel Ronald Winch offer?

Samuel Ronald Winch specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in APPLETON, Wisconsin for a consultation.

What are Samuel Ronald Winch's credentials?

Samuel Ronald Winch is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Samuel Ronald Winch located?

Samuel Ronald Winch is based in APPLETON, Wisconsin, working with WINCH ADVISORY SERVICES, LLC. Their office serves clients in the APPLETON metropolitan area and surrounding communities.

How does Samuel Ronald Winch charge for services?

Samuel Ronald Winch's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WINCH ADVISORY SERVICES, LLC?

WINCH ADVISORY SERVICES, LLC has approximately 17 employees and manages $420M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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