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David Andrew Ogilvie

THE APPLETON GROUP, LLC·APPLETON, Wisconsin
Unclaimed Profile
100 W. LAWRENCE ST, APPLETON, WI 54911CRD# 4913212Firm CRD# 119209
01

About

David Andrew Ogilvie is a registered financial advisor based in APPLETON, Wisconsin, affiliated with THE APPLETON GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
THE APPLETON GROUP, LLC
THE APPLETON GROUP, LLC
AUM
$194M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at THE APPLETON GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
Market timing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4913212
Firm CRD# 119209
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Andrew Ogilvie offer?
David Andrew Ogilvie specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in APPLETON, Wisconsin for a consultation.
What are David Andrew Ogilvie's credentials?
David Andrew Ogilvie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Andrew Ogilvie located?
David Andrew Ogilvie is based in APPLETON, Wisconsin, working with THE APPLETON GROUP, LLC. Their office serves clients in the APPLETON metropolitan area and surrounding communities.
How does David Andrew Ogilvie charge for services?
David Andrew Ogilvie's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE APPLETON GROUP, LLC?
THE APPLETON GROUP, LLC has approximately 7 employees and manages $194M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in APPLETON
Debra Sumnicht — ISECTORS, LLCDavid Robert Jensen — AVAII WEALTH MANAGEMENT, LLCGreg Barber — SCHENCK INVESTMENT SOLUTIONS LLCMark Christopher Scheffler — THE APPLETON GROUP, LLCVernon Coffey Sumnicht — ISECTORS, LLC
Nearby cities in Wisconsin
MILWAUKEE (515)MADISON (242)GREEN BAY (92)WAUKESHA (77)BROOKFIELD (68)
City Guides
MILWAUKEE GuideMADISON GuideGREEN BAY GuideWAUKESHA GuideBROOKFIELD Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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