Unclaimed Profile

David Andrew Ogilvie

THE APPLETON GROUP, LLC·APPLETON, Wisconsin

Clean recordTHE APPLETON GROUP, LLC

100 W. LAWRENCE ST, APPLETON, WI 54911CRD# 4913212Firm CRD# 119209

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Andrew Ogilvie · APPLETON, WI

Registration

CRD #4913212 · THE APPLETON GROUP, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

David Andrew Ogilvie is a registered financial advisor based in APPLETON, Wisconsin, affiliated with THE APPLETON GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Fee-Only Advisory

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

THE APPLETON GROUP, LLC

AUM

$194M

Regulatory assets under management

Employees

Total firm employees

View all advisors at THE APPLETON GROUP, LLC →

Services

Financial planning

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 4913212

Firm CRD# 119209

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Frequently Asked Questions

What services does David Andrew Ogilvie offer?

David Andrew Ogilvie specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in APPLETON, Wisconsin for a consultation.

What are David Andrew Ogilvie's credentials?

David Andrew Ogilvie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Andrew Ogilvie located?

David Andrew Ogilvie is based in APPLETON, Wisconsin, working with THE APPLETON GROUP, LLC. Their office serves clients in the APPLETON metropolitan area and surrounding communities.

How does David Andrew Ogilvie charge for services?

David Andrew Ogilvie's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE APPLETON GROUP, LLC?

THE APPLETON GROUP, LLC has approximately 7 employees and manages $194M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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