Unclaimed Profile

Andrew David Ogilvie

THE APPLETON GROUP, LLC·APPLETON, Wisconsin

Clean recordTHE APPLETON GROUP, LLC

100 W. LAWRENCE ST, APPLETON, WI 54911CRD# 4913194Firm CRD# 119209

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew David Ogilvie · APPLETON, WI

Registration

CRD #4913194 · THE APPLETON GROUP, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Andrew David Ogilvie is a registered financial advisor based in APPLETON, Wisconsin, affiliated with THE APPLETON GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Fee-Only Advisory

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

Speak with Andrew

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Andrew is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

THE APPLETON GROUP, LLC

AUM

$194M

Regulatory assets under management

Employees

Total firm employees

View all advisors at THE APPLETON GROUP, LLC →

Services

Financial planning

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 4913194

Firm CRD# 119209

View on FINRA BrokerCheck →

Looking for a financial advisor in APPLETON?

Browse all registered financial advisors in APPLETON, Wisconsin or claim this profile if it's yours.

Browse APPLETON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Andrew David Ogilvie offer?

Andrew David Ogilvie specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in APPLETON, Wisconsin for a consultation.

What are Andrew David Ogilvie's credentials?

Andrew David Ogilvie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew David Ogilvie located?

Andrew David Ogilvie is based in APPLETON, Wisconsin, working with THE APPLETON GROUP, LLC. Their office serves clients in the APPLETON metropolitan area and surrounding communities.

How does Andrew David Ogilvie charge for services?

Andrew David Ogilvie's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE APPLETON GROUP, LLC?

THE APPLETON GROUP, LLC has approximately 7 employees and manages $194M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →