Unclaimed Profile

David Edwin Hackney

SUMNICHT & ASSOCIATES, LLC·APPLETON, Wisconsin

Series 65Clean record21 years registeredSUMNICHT & ASSOCIATES, LLC

W6240 COMMUNICATION COURT, APPLETON, WI 54914-8549CRD# 4712011Firm CRD# 111421

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Edwin Hackney · APPLETON, WI

Registration

CRD #4712011 · SUMNICHT & ASSOCIATES, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SUMNICHT & ASSOCIATES, LLC

ISECTORS, LLC

May 2012 – Aug 2019

APPLETON, WI

SUMNICHT & ASSOCIATES, LLC

Apr 2005 – Aug 2019

APPLETON, WI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 26, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUMNICHT & ASSOCIATES, LLC

CRD 111421 · SEC 801-60309

AUM

$287M

Regulatory assets under management

Employees

107 client accounts

Services offered by SUMNICHT & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUMNICHT & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does David Edwin Hackney offer?

David Edwin Hackney specializes in Financial Planning, Investment Management.

What are David Edwin Hackney's credentials?

David Edwin Hackney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Edwin Hackney located?

David Edwin Hackney is based in APPLETON, Wisconsin, last registered with SUMNICHT & ASSOCIATES, LLC.

How does David Edwin Hackney charge for services?

David Edwin Hackney's firm is compensated through percentage of aum, hourly charges, subscription fees, other: trust administration fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMNICHT & ASSOCIATES, LLC?

SUMNICHT & ASSOCIATES, LLC has approximately 4 employees and manages $287M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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