Unclaimed Profile

Shan Zubair

EMPIRICAL FINANCIAL SERVICES, LLC·SEATTLE, Washington

Series 65Clean record17 years registeredEMPIRICAL FINANCIAL SERVICES, LLC

1420 5TH AVE, SEATTLE, WA 98101CRD# 5594403Firm CRD# 152622

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shan Zubair · SEATTLE, WA

Registration

CRD #5594403 · EMPIRICAL FINANCIAL SERVICES, LLC · 17 years registered

Brand Profile

Not yet started

Career History

EMPIRICAL WEALTH MANAGEMENT

Jul 2010 – present

DIRECTIONAL FINANCIAL SERVICES

Oct 2015 – Dec 2017

SEATTLE, WA

EMPIRICAL WEALTH MANAGEMENT, LLC

Mar 2009 – Nov 2010

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 31, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMPIRICAL FINANCIAL SERVICES, LLC

CRD 152622 · SEC 801-72168

AUM

$5.5B

Regulatory assets under management

Employees

7,267 client accounts

Services offered by EMPIRICAL FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at EMPIRICAL FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Shan Zubair offer?

Shan Zubair specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Shan Zubair's credentials?

Shan Zubair is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shan Zubair located?

Shan Zubair is based in SEATTLE, Washington, working with EMPIRICAL FINANCIAL SERVICES, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Shan Zubair charge for services?

Shan Zubair's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMPIRICAL FINANCIAL SERVICES, LLC?

EMPIRICAL FINANCIAL SERVICES, LLC has approximately 78 employees and manages $5.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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