Unclaimed Profile

Erik James Lehr

EMPIRICAL FINANCIAL SERVICES, LLC·SEATTLE, Washington

Series 65Clean record12 years registeredEMPIRICAL FINANCIAL SERVICES, LLC

1420 5TH AVE, SEATTLE, WA 98101CRD# 6087553Firm CRD# 152622

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik James Lehr · SEATTLE, WA

Registration

CRD #6087553 · EMPIRICAL FINANCIAL SERVICES, LLC · 12 years registered

Brand Profile

Not yet started

Career History

DIRECTIONAL FINANCIAL SERVICES

Dec 2018 – present

EMPIRICAL WEALTH MANAGEMENT

Nov 2013 – present

DIRECTIONAL FINANCIAL SERVICES

Oct 2015 – Dec 2017

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 22, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMPIRICAL FINANCIAL SERVICES, LLC

CRD 152622 · SEC 801-72168

AUM

$5.5B

Regulatory assets under management

Employees

7,267 client accounts

Services offered by EMPIRICAL FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at EMPIRICAL FINANCIAL SERVICES, LLC →

Introduction

Speak with Erik

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Erik is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SEATTLE?

Browse all registered financial advisors in SEATTLE, Washington or claim this profile if it's yours.

Browse SEATTLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Erik James Lehr offer?

Erik James Lehr specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Erik James Lehr's credentials?

Erik James Lehr is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Erik James Lehr located?

Erik James Lehr is based in SEATTLE, Washington, working with EMPIRICAL FINANCIAL SERVICES, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Erik James Lehr charge for services?

Erik James Lehr's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMPIRICAL FINANCIAL SERVICES, LLC?

EMPIRICAL FINANCIAL SERVICES, LLC has approximately 78 employees and manages $5.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →