Unclaimed Profile

Jack Donald Monteith

EMPIRICAL FINANCIAL SERVICES, LLC·SEATTLE, Washington

Series 6, Series 7, Series 63, Series 65CFP27 years registeredEMPIRICAL FINANCIAL SERVICES, LLC

1420 5TH AVE, SEATTLE, WA 98101CRD# 2279282Firm CRD# 152622

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jack Donald Monteith · SEATTLE, WA

Registration

CRD #2279282 · EMPIRICAL FINANCIAL SERVICES, LLC · 27 years registered

Brand Profile

Not yet started

Career History

MONTEITH WEALTH

May 2020 – present

ADVISORY SERVICES NETWORK

Apr 2017 – May 2020

ATLANTA, GA

DIRECTIONAL FINANCIAL SERVICES

Oct 2015 – Jan 2017

Portland, OR

EMPIRICAL WEALTH MANAGEMENT

Jan 2013 – Jan 2017

Portland, OR

DIRECTIONAL FINANCIAL SERVICES

Apr 2007 – Apr 2009

SEATTLE, WA

EMPIRICAL WEALTH MANAGEMENT, LLC

Jul 2006 – Jan 2013

PORTLAND, OR

CHINOOK CAPITAL MANAGEMENT LLC

Jan 2001 – Jul 2006

PORTLAND, OR

BIRCH AND MONTEITH

Dec 1998 – Dec 2002

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · December 18, 1998

Years registered · 27

Professional designation · CFP

Disclosure History

1996Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EMPIRICAL FINANCIAL SERVICES, LLC

CRD 152622 · SEC 801-72168

AUM

$5.5B

Regulatory assets under management

Employees

7,267 client accounts

Services offered by EMPIRICAL FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at EMPIRICAL FINANCIAL SERVICES, LLC →

Introduction

Speak with Jack

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jack is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SEATTLE?

Browse all registered financial advisors in SEATTLE, Washington or claim this profile if it's yours.

Browse SEATTLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jack Donald Monteith offer?

Jack Donald Monteith specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Jack Donald Monteith's credentials?

Jack Donald Monteith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jack Donald Monteith located?

Jack Donald Monteith is based in SEATTLE, Washington, working with EMPIRICAL FINANCIAL SERVICES, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Jack Donald Monteith charge for services?

Jack Donald Monteith's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMPIRICAL FINANCIAL SERVICES, LLC?

EMPIRICAL FINANCIAL SERVICES, LLC has approximately 78 employees and manages $5.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →