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EMPIRICAL FINANCIAL SERVICES, LLC
EMPIRICAL FINANCIAL SERVICES, LLC
EMPIRICAL WEALTH MANAGEMENT
SEATTLE, Washington
·
11 registered advisors
·
CRD# 152622
SEC# 801-72168
14
206-923-3474
01
Firm Overview
AUM
$5.5B
Regulatory assets under management
Employees
78
Total firm employees
Advisors
11
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
03
Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
04
Advisors at EMPIRICAL FINANCIAL SERVICES, LLC
11 registered advisors
Erik James Lehr
SEATTLE, Washington
CRD# 6087553
Ethan Andrew Broga
SEATTLE, Washington
CRD# 4272080
Jack Donald Monteith
SEATTLE, Washington
CFP
CRD# 2279282
James Allen Jones
SEATTLE, Washington
CRD# 6699732
Julia Balitsky Sipple
SEATTLE, Washington
CRD# 5598380
Lindsay Marie Farnsworth
SEATTLE, Washington
CRD# 6521513
Lorne David Enquist
SEATTLE, Washington
CRD# 5270619
Michael Patrick Kelly
SEATTLE, Washington
CRD# 4223175
Michael Scott Van Sant
SEATTLE, Washington
CRD# 2683791
Shan Zubair
SEATTLE, Washington
CRD# 5594403
Simon Joshua Liu
SEATTLE, Washington
CRD# 5635019
05
Office Locations
SEATTLE, Washington
11 advisors
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Data sourced from SEC Form ADV filings. EMPIRICAL FINANCIAL SERVICES, LLC (CRD# 152622) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.