Unclaimed Profile

Michael Scott Van Sant

EMPIRICAL FINANCIAL SERVICES, LLC·SEATTLE, Washington

Series 7, Series 52, Series 63, Series 66Clean record24 years registeredEMPIRICAL FINANCIAL SERVICES, LLC

1420 5TH AVE, SEATTLE, WA 98101CRD# 2683791Firm CRD# 152622

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Scott Van Sant · SEATTLE, WA

Registration

CRD #2683791 · EMPIRICAL FINANCIAL SERVICES, LLC · 24 years registered

Brand Profile

Not yet started

Career History

NORTHWEST ASSET MANAGEMENT

May 2022 – present

MERRIMAN

Jun 2014 – May 2022

Snoqualmie, WA

EMPIRICAL WEALTH MANAGEMENT

Jul 2010 – May 2014

SEATTLE, WA

DIRECTIONAL FINANCIAL SERVICES

Apr 2008 – Dec 2008

SEATTLE, WA

EMPIRICAL WEALTH MANAGEMENT, LLC

Mar 2007 – Nov 2010

PORTLAND, OR

THE PACIFIC FINANCIAL GROUP, INC.

Jan 2005 – Mar 2007

BELLEVUE, WA

CHARLES SCHWAB & CO., INC.

Jun 2002 – Aug 2004

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 52

Series 63

Series 66

Registration record

First registered · June 20, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMPIRICAL FINANCIAL SERVICES, LLC

CRD 152622 · SEC 801-72168

AUM

$5.5B

Regulatory assets under management

Employees

7,267 client accounts

Services offered by EMPIRICAL FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at EMPIRICAL FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Scott Van Sant offer?

Michael Scott Van Sant specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Michael Scott Van Sant's credentials?

Michael Scott Van Sant is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Scott Van Sant located?

Michael Scott Van Sant is based in SEATTLE, Washington, working with EMPIRICAL FINANCIAL SERVICES, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Michael Scott Van Sant charge for services?

Michael Scott Van Sant's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMPIRICAL FINANCIAL SERVICES, LLC?

EMPIRICAL FINANCIAL SERVICES, LLC has approximately 78 employees and manages $5.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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