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Lindsay Marie Farnsworth

EMPIRICAL FINANCIAL SERVICES, LLC·SEATTLE, Washington
Series 65Clean record10 years registeredEMPIRICAL FINANCIAL SERVICES, LLC
1420 5TH AVE, SEATTLE, WA 98101CRD# 6521513Firm CRD# 152622

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lindsay Marie Farnsworth · SEATTLE, WA
Registration
CRD #6521513 · EMPIRICAL FINANCIAL SERVICES, LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

EMPIRICAL WEALTH MANAGEMENT
Nov 2015 – present
DIRECTIONAL FINANCIAL SERVICES
Jan 2018 – Mar 2024
SEATTLE, WA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · November 23, 2015
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
EMPIRICAL FINANCIAL SERVICES, LLC
CRD 152622 · SEC 801-72168
AUM
$5.5B
Regulatory assets under management
Employees
78
7,267 client accounts
Services offered by EMPIRICAL FINANCIAL SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at EMPIRICAL FINANCIAL SERVICES, LLC →
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05

Frequently Asked Questions

What services does Lindsay Marie Farnsworth offer?
Lindsay Marie Farnsworth specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.
What are Lindsay Marie Farnsworth's credentials?
Lindsay Marie Farnsworth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lindsay Marie Farnsworth located?
Lindsay Marie Farnsworth is based in SEATTLE, Washington, working with EMPIRICAL FINANCIAL SERVICES, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does Lindsay Marie Farnsworth charge for services?
Lindsay Marie Farnsworth's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EMPIRICAL FINANCIAL SERVICES, LLC?
EMPIRICAL FINANCIAL SERVICES, LLC has approximately 78 employees and manages $5.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at EMPIRICAL FINANCIAL SERVICES, LLC

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Erik James Lehr
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Jack Donald Monteith
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Ethan Andrew Broga
SEATTLE, WA
Julia Balitsky Sipple
SEATTLE, WA
Michael Scott Van Sant
SEATTLE, WA

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Research
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