Unclaimed Profile

Nelly Olinda Mubashi

NWAM, LLC·MERCER ISLAND, Washington

SIE, Series 7, Series 66Clean record22 years registeredNWAM, LLC

2835 82ND AVENUE SE, MERCER ISLAND, WA 98040CRD# 4708949Firm CRD# 147923

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nelly Olinda Mubashi · MERCER ISLAND, WA

Registration

CRD #4708949 · NWAM, LLC · 22 years registered

Brand Profile

Not yet started

Career History

NORTHWEST ASSET MANAGEMENT

Mar 2010 – present

UBS FINANCIAL SERVICES INC.

Aug 2006 – Aug 2008

SEATTLE, WA

PIPER JAFFRAY & CO.

Feb 2004 – Aug 2006

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · February 23, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NWAM, LLC

CRD 147923 · SEC 801-69483

AUM

$3.3B

Regulatory assets under management

Employees

8,878 client accounts

Services offered by NWAM, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NWAM, LLC →

Introduction

Speak with Nelly

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Nelly is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MERCER ISLAND?

Browse all registered financial advisors in MERCER ISLAND, Washington or claim this profile if it's yours.

Browse MERCER ISLAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Nelly Olinda Mubashi offer?

Nelly Olinda Mubashi specializes in Financial Planning, Investment Management. Contact their office in MERCER ISLAND, Washington for a consultation.

What are Nelly Olinda Mubashi's credentials?

Nelly Olinda Mubashi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nelly Olinda Mubashi located?

Nelly Olinda Mubashi is based in MERCER ISLAND, Washington, working with NWAM, LLC. Their office serves clients in the MERCER ISLAND metropolitan area and surrounding communities.

How does Nelly Olinda Mubashi charge for services?

Nelly Olinda Mubashi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NWAM, LLC?

NWAM, LLC has approximately 55 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →