Unclaimed Profile

Mahum Raza Prasad

NWAM, LLC·MERCER ISLAND, Washington

Series 65Clean record9 years registeredNWAM, LLC

2835 82ND AVENUE SE, MERCER ISLAND, WA 98040CRD# 6317849Firm CRD# 147923

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mahum Raza Prasad · MERCER ISLAND, WA

Registration

CRD #6317849 · NWAM, LLC · 9 years registered

Brand Profile

Not yet started

Career History

NORTHWEST ASSET MANAGEMENT

Oct 2016 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 19, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NWAM, LLC

CRD 147923 · SEC 801-69483

AUM

$3.3B

Regulatory assets under management

Employees

8,878 client accounts

Services offered by NWAM, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NWAM, LLC →

Introduction

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Frequently Asked Questions

What services does Mahum Raza Prasad offer?

Mahum Raza Prasad specializes in Financial Planning, Investment Management. Contact their office in MERCER ISLAND, Washington for a consultation.

What are Mahum Raza Prasad's credentials?

Mahum Raza Prasad is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mahum Raza Prasad located?

Mahum Raza Prasad is based in MERCER ISLAND, Washington, working with NWAM, LLC. Their office serves clients in the MERCER ISLAND metropolitan area and surrounding communities.

How does Mahum Raza Prasad charge for services?

Mahum Raza Prasad's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NWAM, LLC?

NWAM, LLC has approximately 55 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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