Unclaimed Profile

Donald Ogden Dempster

DLK INVESTMENT ADVISORS, LLC·MERCER ISLAND, Washington

Series 7, Series 24, Series 31, Series 63, Series 65Clean record12 years registeredDLK INVESTMENT ADVISORS, LLC

7525 SE 24TH STREET, MERCER ISLAND, WA 98040CRD# 2500548Firm CRD# 328897

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Ogden Dempster · MERCER ISLAND, WA

Registration

CRD #2500548 · DLK INVESTMENT ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

DLK INVESTMENT ADVISORS, LLC

Feb 2025 – present

DLK INVESTMENT MANAGEMENT

Aug 2014 – present

ALPHA CUBED INVESTMENTS, LLC

Oct 2014 – Dec 2017

IRVINE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · August 6, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DLK INVESTMENT ADVISORS, LLC

CRD 328897 · SEC 801-131523

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by DLK INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DLK INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Donald Ogden Dempster offer?

Donald Ogden Dempster specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MERCER ISLAND, Washington for a consultation.

What are Donald Ogden Dempster's credentials?

Donald Ogden Dempster is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Ogden Dempster located?

Donald Ogden Dempster is based in MERCER ISLAND, Washington, working with DLK INVESTMENT ADVISORS, LLC. Their office serves clients in the MERCER ISLAND metropolitan area and surrounding communities.

How does Donald Ogden Dempster charge for services?

Donald Ogden Dempster's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DLK INVESTMENT ADVISORS, LLC?

DLK INVESTMENT ADVISORS, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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