Unclaimed Profile

Gregory Allen Headrick

NWAM, LLC·MERCER ISLAND, Washington

SIE, Series 7, Series 31, Series 63, Series 65, Series 99TOCFPClean record28 years registeredNWAM, LLC

2835 82ND AVENUE SE, MERCER ISLAND, WA 98040CRD# 2270615Firm CRD# 147923

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Allen Headrick · MERCER ISLAND, WA

Registration

CRD #2270615 · NWAM, LLC · 28 years registered

Brand Profile

Not yet started

Career History

NORTHWEST ASSET MANAGEMENT

Oct 2008 – present

UBS FINANCIAL SERVICES INC.

Aug 2006 – Aug 2008

SEATTLE, WA

PIPER JAFFRAY & CO.

Mar 1998 – Aug 2006

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Series 99TO

Registration record

First registered · March 20, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NWAM, LLC

CRD 147923 · SEC 801-69483

AUM

$3.3B

Regulatory assets under management

Employees

8,878 client accounts

Services offered by NWAM, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NWAM, LLC →

Introduction

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Frequently Asked Questions

What services does Gregory Allen Headrick offer?

Gregory Allen Headrick specializes in Financial Planning, Investment Management. Contact their office in MERCER ISLAND, Washington for a consultation.

What are Gregory Allen Headrick's credentials?

Gregory Allen Headrick holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Gregory Allen Headrick located?

Gregory Allen Headrick is based in MERCER ISLAND, Washington, working with NWAM, LLC. Their office serves clients in the MERCER ISLAND metropolitan area and surrounding communities.

How does Gregory Allen Headrick charge for services?

Gregory Allen Headrick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NWAM, LLC?

NWAM, LLC has approximately 55 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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