Unclaimed Profile

Randall Waner Kim

TRIAD INVESTMENT MANAGMENT, LLC·ISSAQUAH, Washington

SIE, Series 1, Series 6TO, Series 7, Series 22TO, Series 24, Series 51, Series 63, Series 65ChFCClean record21 years registeredTRIAD INVESTMENT MANAGMENT, LLC

195 NE GILMAN BLVD., ISSAQUAH, WA 98027CRD# 854810Firm CRD# 297699

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randall Waner Kim · ISSAQUAH, WA

Registration

CRD #854810 · TRIAD INVESTMENT MANAGMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

MERIT FINANCIAL ADVISORS

Oct 2022 – present

TRIAD INVESTMENT MANAGEMENT

Dec 2018 – Nov 2022

BELLEVUE, WA

PATH WEALTH MANAGEMENT

Aug 2015 – Dec 2016

BELLEVUE, WA

LPL FINANCIAL LLC

Aug 2005 – Aug 2024

ISSAQUAH, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 6TO

Series 7

Series 22TO

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · August 12, 2005

Years registered · 21

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRIAD INVESTMENT MANAGMENT, LLC

CRD 297699 · SEC 801-114425

AUM

$701M

Regulatory assets under management

Employees

2,747 client accounts

Services offered by TRIAD INVESTMENT MANAGMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRIAD INVESTMENT MANAGMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Randall Waner Kim offer?

Randall Waner Kim specializes in Financial Planning, Investment Management. Contact their office in ISSAQUAH, Washington for a consultation.

What are Randall Waner Kim's credentials?

Randall Waner Kim holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Randall Waner Kim located?

Randall Waner Kim is based in ISSAQUAH, Washington, working with TRIAD INVESTMENT MANAGMENT, LLC. Their office serves clients in the ISSAQUAH metropolitan area and surrounding communities.

How does Randall Waner Kim charge for services?

Randall Waner Kim's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRIAD INVESTMENT MANAGMENT, LLC?

TRIAD INVESTMENT MANAGMENT, LLC has approximately 8 employees and manages $701M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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