Unclaimed Profile

William Sean Small

HIGHLAND CAPITAL ADVISORS, LLC·ISSAQUAH, Washington

Clean recordHIGHLAND CAPITAL ADVISORS, LLC

485 RAINIER BLVD NORTH, ISSAQUAH, WA 98027CRD# 2710817Firm CRD# 139780

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Sean Small · ISSAQUAH, WA

Registration

CRD #2710817 · HIGHLAND CAPITAL ADVISORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

William Sean Small is a registered financial advisor based in ISSAQUAH, Washington, affiliated with HIGHLAND CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

HIGHLAND CAPITAL ADVISORS, LLC

AUM

—

Regulatory assets under management

Employees

Total firm employees

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Services

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 2710817

Firm CRD# 139780

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Frequently Asked Questions

What services does William Sean Small offer?

William Sean Small is a registered financial advisor in ISSAQUAH, Washington. Contact their office for details on services offered.

What are William Sean Small's credentials?

William Sean Small is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Sean Small located?

William Sean Small is based in ISSAQUAH, Washington, working with HIGHLAND CAPITAL ADVISORS, LLC. Their office serves clients in the ISSAQUAH metropolitan area and surrounding communities.

How does William Sean Small charge for services?

William Sean Small's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGHLAND CAPITAL ADVISORS, LLC?

HIGHLAND CAPITAL ADVISORS, LLC has approximately 7 employees. The firm is registered with the SEC as an investment adviser.

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