Unclaimed Profile

William Sean Small

HIGHLAND CAPITAL ADVISORS, LLC·ISSAQUAH, Washington

Series 7, Series 66Clean record21 years registeredHIGHLAND CAPITAL ADVISORS, LLC

485 RAINIER BLVD NORTH, ISSAQUAH, WA 98027CRD# 2710817Firm CRD# 139780

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Sean Small · ISSAQUAH, WA

Registration

CRD #2710817 · HIGHLAND CAPITAL ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

HIGHLAND CAPITAL ADVISORS, LLC

Feb 2011 – present

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Oct 2004 – Jan 2005

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · October 25, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HIGHLAND CAPITAL ADVISORS, LLC

CRD 139780 · SEC 801-66336

Employees

Total firm employees

Services offered by HIGHLAND CAPITAL ADVISORS, LLC

Per Form ADV

Publication of periodicals/newsletters

Security ratings or pricing services

View all advisors at HIGHLAND CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does William Sean Small offer?

William Sean Small is a registered financial advisor in ISSAQUAH, Washington. Contact their office for details on services offered.

What are William Sean Small's credentials?

William Sean Small is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Sean Small located?

William Sean Small is based in ISSAQUAH, Washington, working with HIGHLAND CAPITAL ADVISORS, LLC. Their office serves clients in the ISSAQUAH metropolitan area and surrounding communities.

How does William Sean Small charge for services?

William Sean Small's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGHLAND CAPITAL ADVISORS, LLC?

HIGHLAND CAPITAL ADVISORS, LLC has approximately 7 employees. The firm is registered with the SEC as an investment adviser.

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