Unclaimed Profile

James Howard Cowles

FINANCIAL RESEARCH, INC.·ISSAQUAH, Washington

Series 1, Series 7, Series 65Clean record35 years registeredFINANCIAL RESEARCH, INC.

1605 NW SAMMAMISH ROAD, ISSAQUAH, WA 98027CRD# 852265Firm CRD# 116963

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Howard Cowles · ISSAQUAH, WA

Registration

CRD #852265 · FINANCIAL RESEARCH, INC. · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL RESEARCH, INC.

FINANCIAL RESEARCH, INC.

May 1991 – Jan 2025

Bellevue, WA

Registrations & Exams

FINRA examinations passed

Series 1

Series 7

Series 65

Registration record

First registered · May 7, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL RESEARCH, INC.

CRD 116963 · SEC 801-63243

AUM

$71M

Regulatory assets under management

Employees

60 client accounts

Services offered by FINANCIAL RESEARCH, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL RESEARCH, INC. →

Introduction

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Frequently Asked Questions

What services does James Howard Cowles offer?

James Howard Cowles specializes in Financial Planning, Investment Management.

What are James Howard Cowles's credentials?

James Howard Cowles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Howard Cowles located?

James Howard Cowles is based in ISSAQUAH, Washington, last registered with FINANCIAL RESEARCH, INC..

How does James Howard Cowles charge for services?

James Howard Cowles's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL RESEARCH, INC.?

FINANCIAL RESEARCH, INC. has approximately 1 employees and manages $71M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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