Unclaimed Profile

Joyce Anne Provost

AVISO WEALTH MANAGEMENT·BELLEVUE, Washington

SIE, Series 7, Series 24, Series 66Clean record20 years registeredAVISO WEALTH MANAGEMENT

11900 NE 1ST ST, BELLEVUE, WA 98005CRD# 4839049Firm CRD# 108146

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joyce Anne Provost · BELLEVUE, WA

Registration

CRD #4839049 · AVISO WEALTH MANAGEMENT · 20 years registered

Brand Profile

Not yet started

Career History

AVISO WEALTH MANAGEMENT

Jan 2017 – present

CETERA INVESTMENT ADVISERS LLC

Nov 2020 – Oct 2023

SEATTLE, WA

AVISO WEALTH MANAGEMENT

Jan 2013 – Dec 2016

SEATTLE, WA

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Nov 2020

Seattle, WA

FIRST ALLIED SECURITIES, INC.

Aug 2011 – Jul 2012

SEATTLE, WA

PACIFIC NORTHWEST ASSET MANAGEMENT, INC.

Nov 2005 – Oct 2011

SILVERDALE, WA

FIRST MONTAUK SECURITIES CORP.

Nov 2005 – Oct 2008

SILVERDALE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · November 3, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVISO WEALTH MANAGEMENT

CRD 108146 · SEC 801-56358

AUM

$402M

Regulatory assets under management

Employees

1,656 client accounts

Services offered by AVISO WEALTH MANAGEMENT

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVISO WEALTH MANAGEMENT →

Introduction

Speak with Joyce

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Joyce is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BELLEVUE?

Browse all registered financial advisors in BELLEVUE, Washington or claim this profile if it's yours.

Browse BELLEVUE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Joyce Anne Provost offer?

Joyce Anne Provost specializes in Financial Planning, Investment Management. Contact their office in BELLEVUE, Washington for a consultation.

What are Joyce Anne Provost's credentials?

Joyce Anne Provost is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joyce Anne Provost located?

Joyce Anne Provost is based in BELLEVUE, Washington, working with AVISO WEALTH MANAGEMENT. Their office serves clients in the BELLEVUE metropolitan area and surrounding communities.

How does Joyce Anne Provost charge for services?

Joyce Anne Provost's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVISO WEALTH MANAGEMENT?

AVISO WEALTH MANAGEMENT has approximately 9 employees and manages $402M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →