Unclaimed Profile

Joseph Alan Perry

AVISO WEALTH MANAGEMENT·BELLEVUE, Washington

SIE, Series 3, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record29 years registeredAVISO WEALTH MANAGEMENT

11900 NE 1ST ST, BELLEVUE, WA 98005CRD# 2683158Firm CRD# 108146

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Alan Perry · BELLEVUE, WA

Registration

CRD #2683158 · AVISO WEALTH MANAGEMENT · 29 years registered

Brand Profile

Not yet started

Career History

AVISO WEALTH MANAGEMENT

Jan 2017 – present

CETERA INVESTMENT ADVISERS LLC

Nov 2020 – Oct 2023

Doylestown, PA

CETERA ADVISORS LLC

Mar 2020 – Nov 2021

BRADENTON, FL

FIRST ALLIED ADVISORY SERVICES, INC.

Jan 2013 – Nov 2020

Warminster, PA

JHS CAPITAL ADVISORS, INC.

Mar 2010 – Dec 2010

SEATTLE, WA

GUNNALLEN FINANCIAL, INC

Jan 2010 – Mar 2010

PORTLAND, ME

AVISO WEALTH MANAGEMENT

Jun 2007 – Dec 2016

SEATTLE, WA

GUNNALLEN FINANCIAL, INC

Jun 2007 – Jun 2007

PORTLAND, ME

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

Sep 2002 – Jun 2007

MCLEAN, VA

UBS PAINEWEBBER INC.

Jul 1997 – Oct 2002

WASHINGTON, DC

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · July 24, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVISO WEALTH MANAGEMENT

CRD 108146 · SEC 801-56358

AUM

$402M

Regulatory assets under management

Employees

1,656 client accounts

Services offered by AVISO WEALTH MANAGEMENT

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVISO WEALTH MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Joseph Alan Perry offer?

Joseph Alan Perry specializes in Financial Planning, Investment Management. Contact their office in BELLEVUE, Washington for a consultation.

What are Joseph Alan Perry's credentials?

Joseph Alan Perry is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Alan Perry located?

Joseph Alan Perry is based in BELLEVUE, Washington, working with AVISO WEALTH MANAGEMENT. Their office serves clients in the BELLEVUE metropolitan area and surrounding communities.

How does Joseph Alan Perry charge for services?

Joseph Alan Perry's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVISO WEALTH MANAGEMENT?

AVISO WEALTH MANAGEMENT has approximately 9 employees and manages $402M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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