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Thomas Roy Allison

ALLISON SPIELMAN ADVISORS, LLC·BELLEVUE, Washington
Clean recordALLISON SPIELMAN ADVISORS, LLC
1380 112TH AVE. NE, BELLEVUE, WA 98004CRD# 1134023Firm CRD# 116387

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Roy Allison · BELLEVUE, WA
Registration
CRD #1134023 · ALLISON SPIELMAN ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Roy Allison is a registered financial advisor based in BELLEVUE, Washington, affiliated with ALLISON SPIELMAN ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ALLISON SPIELMAN ADVISORS, LLC
ALLISON SPIELMAN ADVISORS, LLC
AUM
$49M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at ALLISON SPIELMAN ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Commissions
Regulatory
SEC/IARD CRD# 1134023
Firm CRD# 116387
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Roy Allison offer?
Thomas Roy Allison specializes in Financial Planning, Investment Management. Contact their office in BELLEVUE, Washington for a consultation.
What are Thomas Roy Allison's credentials?
Thomas Roy Allison is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Roy Allison located?
Thomas Roy Allison is based in BELLEVUE, Washington, working with ALLISON SPIELMAN ADVISORS, LLC. Their office serves clients in the BELLEVUE metropolitan area and surrounding communities.
How does Thomas Roy Allison charge for services?
Thomas Roy Allison's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALLISON SPIELMAN ADVISORS, LLC?
ALLISON SPIELMAN ADVISORS, LLC has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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