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Alan Mitchell Harter

PACTOLUS PRIVATE WEALTH MANAGEMENT LLC·VIENNA, Virginia
SIE, Series 7, Series 24, Series 63, Series 65, Series 79Clean record29 years registeredPACTOLUS PRIVATE WEALTH MANAGEMENT LLC
8614 WESTWOOD CENTER DRIVE, VIENNA, VA 22182CRD# 2165788Firm CRD# 155195

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alan Mitchell Harter · VIENNA, VA
Registration
CRD #2165788 · PACTOLUS PRIVATE WEALTH MANAGEMENT LLC · 29 years registered
Brand Profile
Not yet started
01

Career History

PACTOLUS
Jan 2011 – present
MORGAN STANLEY SMITH BARNEY LLC
Jun 2009 – Feb 2011
ALEXANDRIA, VA
CITIGROUP GLOBAL MARKETS INC.
Jan 2006 – Jun 2009
ALEXANDRIA, VA
WACHOVIA SECURITIES, LLC
May 2003 – Dec 2005
MCLEAN, VA
UBS PAINEWEBBER INC.
Jul 1997 – Dec 2002
SACRAMENTO, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Series 79
Registration record
First registered · July 8, 1997
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PACTOLUS PRIVATE WEALTH MANAGEMENT LLC
CRD 155195 · SEC 801-71915
AUM
$186M
Regulatory assets under management
Employees
13
375 client accounts
Services offered by PACTOLUS PRIVATE WEALTH MANAGEMENT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at PACTOLUS PRIVATE WEALTH MANAGEMENT LLC →
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05

Frequently Asked Questions

What services does Alan Mitchell Harter offer?
Alan Mitchell Harter specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in VIENNA, Virginia for a consultation.
What are Alan Mitchell Harter's credentials?
Alan Mitchell Harter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alan Mitchell Harter located?
Alan Mitchell Harter is based in VIENNA, Virginia, working with PACTOLUS PRIVATE WEALTH MANAGEMENT LLC. Their office serves clients in the VIENNA metropolitan area and surrounding communities.
How does Alan Mitchell Harter charge for services?
Alan Mitchell Harter's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PACTOLUS PRIVATE WEALTH MANAGEMENT LLC?
PACTOLUS PRIVATE WEALTH MANAGEMENT LLC has approximately 13 employees and manages $186M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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