Unclaimed Profile

William Washington Flowers

CAPRIN ASSET MANAGEMENT LLC·RICHMOND, Virginia

Series 65Clean record29 years registeredCAPRIN ASSET MANAGEMENT LLC

1802 BAYBERRY COURT, RICHMOND, VA 23226CRD# 1110366Firm CRD# 106657

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Washington Flowers · RICHMOND, VA

Registration

CRD #1110366 · CAPRIN ASSET MANAGEMENT LLC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPRIN ASSET MANAGEMENT LLC

INVESTMENT ADVISOR INSTITUTE, LLC

May 2013 – Aug 2017

NAPLES, FL

CAPITAL ADVISORY GROUP

Feb 2000 – Jan 2004

RICHMOND, VA

CAPRIN ASSET MANAGEMENT, LLC

Apr 1997 – Oct 2012

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 21, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPRIN ASSET MANAGEMENT LLC

CRD 106657 · SEC 801-53959

AUM

$1.4B

Regulatory assets under management

Employees

1,067 client accounts

Services offered by CAPRIN ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at CAPRIN ASSET MANAGEMENT LLC →

Introduction

Speak with William

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if William is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RICHMOND?

Browse all registered financial advisors in RICHMOND, Virginia or claim this profile if it's yours.

Browse RICHMOND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does William Washington Flowers offer?

William Washington Flowers specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are William Washington Flowers's credentials?

William Washington Flowers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Washington Flowers located?

William Washington Flowers is based in RICHMOND, Virginia, last registered with CAPRIN ASSET MANAGEMENT LLC.

How does William Washington Flowers charge for services?

William Washington Flowers's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPRIN ASSET MANAGEMENT LLC?

CAPRIN ASSET MANAGEMENT LLC has approximately 10 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →