Unclaimed Profile

Walter Howard Iii Young

THOMPSON DAVIS & CO., INC.·RICHMOND, Virginia

SIE, Series 7, Series 24, Series 63, Series 65, Series 66, Series 8725 years registeredTHOMPSON DAVIS & CO., INC.

15 S. 5TH STREET, RICHMOND, VA 23219CRD# 2526191Firm CRD# 41353

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Walter Howard Iii Young · RICHMOND, VA

Registration

CRD #2526191 · THOMPSON DAVIS & CO., INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THOMPSON DAVIS & CO., INC.

THOMPSON DAVIS ASSET MANAGEMENT

Feb 2007 – Feb 2019

RICHMOND, VA

DAVENPORT & COMPANY LLC

Sep 2000 – Aug 2002

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 66

Series 87

Registration record

First registered · September 12, 2000

Years registered · 25

Disclosure History

2006Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

THOMPSON DAVIS & CO., INC.

CRD 41353 · SEC 801-120472

AUM

$159M

Regulatory assets under management

Employees

289 client accounts

Services offered by THOMPSON DAVIS & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at THOMPSON DAVIS & CO., INC. →

Introduction

Speak with Walter Howard Iii

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Walter Howard Iii is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RICHMOND?

Browse all registered financial advisors in RICHMOND, Virginia or claim this profile if it's yours.

Browse RICHMOND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Walter Howard Iii Young offer?

Walter Howard Iii Young specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Walter Howard Iii Young's credentials?

Walter Howard Iii Young is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Walter Howard Iii Young located?

Walter Howard Iii Young is based in RICHMOND, Virginia, last registered with THOMPSON DAVIS & CO., INC..

How does Walter Howard Iii Young charge for services?

Walter Howard Iii Young's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOMPSON DAVIS & CO., INC.?

THOMPSON DAVIS & CO., INC. has approximately 10 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →