Unclaimed Profile

Thomas John Dorsey

DORSEY, WRIGHT & ASSOCIATES, LLC·RICHMOND, Virginia

Series 3, Series 4, Series 5, Series 7, Series 15, Series 63, Series 65Clean record38 years registeredDORSEY, WRIGHT & ASSOCIATES, LLC

1011 BOULDER SPRINGS DRIVE, RICHMOND, VA 23225CRD# 812869Firm CRD# 104925

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas John Dorsey · RICHMOND, VA

Registration

CRD #812869 · DORSEY, WRIGHT & ASSOCIATES, LLC · 38 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DORSEY, WRIGHT & ASSOCIATES, LLC

DORSEY, WRIGHT & ASSOCIATES, LLC

Dec 1987 – Jan 2020

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

Series 3

Series 4

Series 5

Series 7

Series 15

Series 63

Series 65

Registration record

First registered · December 22, 1987

Years registered · 38

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DORSEY, WRIGHT & ASSOCIATES, LLC

CRD 104925 · SEC 801-29045

AUM

$579M

Regulatory assets under management

Employees

824 client accounts

Services offered by DORSEY, WRIGHT & ASSOCIATES, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Nonprofits & Foundations

View all advisors at DORSEY, WRIGHT & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas John Dorsey offer?

Thomas John Dorsey specializes in Investment Management, Wealth Management.

What are Thomas John Dorsey's credentials?

Thomas John Dorsey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas John Dorsey located?

Thomas John Dorsey is based in RICHMOND, Virginia, last registered with DORSEY, WRIGHT & ASSOCIATES, LLC.

How does Thomas John Dorsey charge for services?

Thomas John Dorsey's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DORSEY, WRIGHT & ASSOCIATES, LLC?

DORSEY, WRIGHT & ASSOCIATES, LLC has approximately 25 employees and manages $579M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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