Unclaimed Profile

Tammy Fridley Derosier

DORSEY, WRIGHT & ASSOCIATES, LLC·RICHMOND, Virginia

Series 7, Series 63, Series 65Clean record31 years registeredDORSEY, WRIGHT & ASSOCIATES, LLC

1011 BOULDER SPRINGS DRIVE, RICHMOND, VA 23225CRD# 2304207Firm CRD# 104925

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tammy Fridley Derosier · RICHMOND, VA

Registration

CRD #2304207 · DORSEY, WRIGHT & ASSOCIATES, LLC · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DORSEY, WRIGHT & ASSOCIATES, LLC

DORSEY, WRIGHT & ASSOCIATES, LLC

Feb 1995 – May 2017

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · February 16, 1995

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DORSEY, WRIGHT & ASSOCIATES, LLC

CRD 104925 · SEC 801-29045

AUM

$579M

Regulatory assets under management

Employees

824 client accounts

Services offered by DORSEY, WRIGHT & ASSOCIATES, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Nonprofits & Foundations

View all advisors at DORSEY, WRIGHT & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Tammy Fridley Derosier offer?

Tammy Fridley Derosier specializes in Investment Management, Wealth Management.

What are Tammy Fridley Derosier's credentials?

Tammy Fridley Derosier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tammy Fridley Derosier located?

Tammy Fridley Derosier is based in RICHMOND, Virginia, last registered with DORSEY, WRIGHT & ASSOCIATES, LLC.

How does Tammy Fridley Derosier charge for services?

Tammy Fridley Derosier's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DORSEY, WRIGHT & ASSOCIATES, LLC?

DORSEY, WRIGHT & ASSOCIATES, LLC has approximately 25 employees and manages $579M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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