Unclaimed Profile

Lisa Patton Johnson

DORSEY, WRIGHT & ASSOCIATES, LLC·RICHMOND, Virginia

SIE, Series 7, Series 14, Series 24, Series 66, Series 99TOClean recordDORSEY, WRIGHT & ASSOCIATES, LLC

3300 W LEIGH STREET, RICHMOND, VA 23230CRD# 4168397Firm CRD# 104925

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Patton Johnson · RICHMOND, VA

Registration

CRD #4168397 · DORSEY, WRIGHT & ASSOCIATES, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 66

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DORSEY, WRIGHT & ASSOCIATES, LLC

CRD 104925 · SEC 801-29045

AUM

$579M

Regulatory assets under management

Employees

824 client accounts

Services offered by DORSEY, WRIGHT & ASSOCIATES, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Nonprofits & Foundations

View all advisors at DORSEY, WRIGHT & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Lisa Patton Johnson offer?

Lisa Patton Johnson specializes in Investment Management, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Lisa Patton Johnson's credentials?

Lisa Patton Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Patton Johnson located?

Lisa Patton Johnson is based in RICHMOND, Virginia, working with DORSEY, WRIGHT & ASSOCIATES, LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Lisa Patton Johnson charge for services?

Lisa Patton Johnson's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DORSEY, WRIGHT & ASSOCIATES, LLC?

DORSEY, WRIGHT & ASSOCIATES, LLC has approximately 25 employees and manages $579M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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