Unclaimed Profile

Stephanie Felts Stumpf

SBK FINANCIAL, INC.·RICHMOND, Virginia

Series 65Clean record19 years registeredSBK FINANCIAL, INC.

1001 HAXALL POINT, RICHMOND, VA 23219CRD# 5217220Firm CRD# 132513

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephanie Felts Stumpf · RICHMOND, VA

Registration

CRD #5217220 · SBK FINANCIAL, INC. · 19 years registered

Brand Profile

Not yet started

Career History

WEALTHCROSSING

Dec 2006 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 1, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SBK FINANCIAL, INC.

CRD 132513 · SEC 801-64185

AUM

$1.1B

Regulatory assets under management

Employees

1,315 client accounts

Services offered by SBK FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SBK FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Stephanie Felts Stumpf offer?

Stephanie Felts Stumpf specializes in Financial Planning, Investment Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Stephanie Felts Stumpf's credentials?

Stephanie Felts Stumpf is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephanie Felts Stumpf located?

Stephanie Felts Stumpf is based in RICHMOND, Virginia, working with SBK FINANCIAL, INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Stephanie Felts Stumpf charge for services?

Stephanie Felts Stumpf's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SBK FINANCIAL, INC.?

SBK FINANCIAL, INC. has approximately 18 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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