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SBK FINANCIAL, INC.
SBK FINANCIAL, INC.
RICHMOND, Virginia
·
6 registered advisors
·
CRD# 132513
SEC# 801-64185
0
804-237-1700
01
Firm Overview
AUM
$1.1B
Regulatory assets under management
Employees
18
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at SBK FINANCIAL, INC.
6 registered advisors
Andrea Lynn Broughton
RICHMOND, Virginia
CRD# 4641609
Claire Elaine Craighill
RICHMOND, Virginia
CRD# 1643898
John Constantine Williams
RICHMOND, Virginia
CRD# 7245735
John Kevin King
RICHMOND, Virginia
CRD# 4708979
Jonathan Bailey
RICHMOND, Virginia
CRD# 7028921
Stephanie Felts Stumpf
RICHMOND, Virginia
CRD# 5217220
05
Office Locations
RICHMOND, Virginia
6 advisors
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Data sourced from SEC Form ADV filings. SBK FINANCIAL, INC. (CRD# 132513) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.