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Andrea Lynn Broughton

SBK FINANCIAL, INC.·RICHMOND, Virginia
Unclaimed Profile
1001 HAXALL POINT, RICHMOND, VA 23219CRD# 4641609Firm CRD# 132513
01

About

Andrea Lynn Broughton is a registered financial advisor based in RICHMOND, Virginia, affiliated with SBK FINANCIAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SBK FINANCIAL, INC.
SBK FINANCIAL, INC.
AUM
$1.1B
Regulatory assets under management
Employees
18
Total firm employees
View all advisors at SBK FINANCIAL, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4641609
Firm CRD# 132513
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Andrea Lynn Broughton offer?
Andrea Lynn Broughton specializes in Financial Planning, Investment Management. Contact their office in RICHMOND, Virginia for a consultation.
What are Andrea Lynn Broughton's credentials?
Andrea Lynn Broughton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andrea Lynn Broughton located?
Andrea Lynn Broughton is based in RICHMOND, Virginia, working with SBK FINANCIAL, INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.
How does Andrea Lynn Broughton charge for services?
Andrea Lynn Broughton's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SBK FINANCIAL, INC.?
SBK FINANCIAL, INC. has approximately 18 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in RICHMOND
Geoffrey Bonner Sale — RICHMOND CAPITAL MANAGEMENT INCClavel Tyrus Eubank — CAPGROUP ADVISORS, LLCJames Derrick Wreden — THETFORD INVESTMENT MANAGEMENT, INC.Michael Reilly Gibb — GODSEY & GIBB INCJohn Richard Tashjian — PINENO LEVIN & FORD ASSET MANAGEMENT, INC.
Nearby cities in Virginia
ARLINGTON (226)MCLEAN (211)CHARLOTTESVILLE (203)ALEXANDRIA (149)RESTON (142)
City Guides
ARLINGTON GuideMCLEAN GuideCHARLOTTESVILLE GuideALEXANDRIA GuideRESTON Guide
Research
Advisor Fees in VirginiaNational Fee Analysis
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