Unclaimed Profile

Leann G Mitchell

ALPHA OMEGA WEALTH MANAGEMENT, LLC·RICHMOND, Virginia

Series 6, Series 7, Series 9, Series 10, Series 26, Series 55, Series 63, Series 65Clean record22 years registeredALPHA OMEGA WEALTH MANAGEMENT, LLC

7202 GLEN FOREST DRIVE, RICHMOND, VA 23226CRD# 2697639Firm CRD# 149842

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Leann G Mitchell · RICHMOND, VA

Registration

CRD #2697639 · ALPHA OMEGA WEALTH MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

ALPHA OMEGA WEALTH MANAGEMENT, LLC

May 2009 – present

SUNTRUST INVESTMENT SERVICES, INC.

Jun 2005 – May 2009

RICHMOND, VA

ALEXANDER KEY INVESTMENTS

May 2004 – Jun 2005

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 9

Series 10

Series 26

Series 55

Series 63

Series 65

Registration record

First registered · May 3, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHA OMEGA WEALTH MANAGEMENT, LLC

CRD 149842 · SEC 801-70136

AUM

$995M

Regulatory assets under management

Employees

1,282 client accounts

Services offered by ALPHA OMEGA WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALPHA OMEGA WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Leann G Mitchell offer?

Leann G Mitchell specializes in Financial Planning, Investment Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Leann G Mitchell's credentials?

Leann G Mitchell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Leann G Mitchell located?

Leann G Mitchell is based in RICHMOND, Virginia, working with ALPHA OMEGA WEALTH MANAGEMENT, LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Leann G Mitchell charge for services?

Leann G Mitchell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA OMEGA WEALTH MANAGEMENT, LLC?

ALPHA OMEGA WEALTH MANAGEMENT, LLC has approximately 10 employees and manages $995M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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