Unclaimed Profile

Craig Thomas Forbes

ALPHA OMEGA WEALTH MANAGEMENT, LLC·RICHMOND, Virginia

Series 7, Series 63, Series 65Clean record31 years registeredALPHA OMEGA WEALTH MANAGEMENT, LLC

7202 GLEN FOREST DRIVE, RICHMOND, VA 23226CRD# 2454257Firm CRD# 149842

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Craig Thomas Forbes · RICHMOND, VA

Registration

CRD #2454257 · ALPHA OMEGA WEALTH MANAGEMENT, LLC · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALPHA OMEGA WEALTH MANAGEMENT, LLC

ALPHA OMEGA WEALTH MANAGEMENT, LLC

May 2009 – Dec 2023

RICHMOND, VA

SUNTRUST INVESTMENT SERVICES, INC.

Jun 2005 – May 2009

RICHMOND, VA

SUNTRUST CAPITAL MARKETS, INC.

May 2003 – Jul 2005

RICHMOND, VA

PRUDENTIAL SECURITIES INCORPORATED

Aug 1994 – May 2003

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · August 29, 1994

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHA OMEGA WEALTH MANAGEMENT, LLC

CRD 149842 · SEC 801-70136

AUM

$995M

Regulatory assets under management

Employees

1,282 client accounts

Services offered by ALPHA OMEGA WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALPHA OMEGA WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Craig Thomas Forbes offer?

Craig Thomas Forbes specializes in Financial Planning, Investment Management.

What are Craig Thomas Forbes's credentials?

Craig Thomas Forbes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Craig Thomas Forbes located?

Craig Thomas Forbes is based in RICHMOND, Virginia, last registered with ALPHA OMEGA WEALTH MANAGEMENT, LLC.

How does Craig Thomas Forbes charge for services?

Craig Thomas Forbes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA OMEGA WEALTH MANAGEMENT, LLC?

ALPHA OMEGA WEALTH MANAGEMENT, LLC has approximately 10 employees and manages $995M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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