Unclaimed Profile

Holly Marie Ruff

ALPHA OMEGA WEALTH MANAGEMENT, LLC·RICHMOND, Virginia

Series 7, Series 66Clean record20 years registeredALPHA OMEGA WEALTH MANAGEMENT, LLC

7202 GLEN FOREST DRIVE, RICHMOND, VA 23226CRD# 4007860Firm CRD# 149842

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Holly Marie Ruff · RICHMOND, VA

Registration

CRD #4007860 · ALPHA OMEGA WEALTH MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

ALPHA OMEGA WEALTH MANAGEMENT, LLC

Nov 2016 – present

DIVELEY LIND & ASSOCIATES LLC

May 2014 – Nov 2016

MT. SIDNEY, VA

DIVELEY LIND & ASSOCIATES LLC

Jan 2006 – Oct 2012

MT. SIDNEY, VA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 27, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHA OMEGA WEALTH MANAGEMENT, LLC

CRD 149842 · SEC 801-70136

AUM

$995M

Regulatory assets under management

Employees

1,282 client accounts

Services offered by ALPHA OMEGA WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALPHA OMEGA WEALTH MANAGEMENT, LLC →

Introduction

Speak with Holly

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Holly is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RICHMOND?

Browse all registered financial advisors in RICHMOND, Virginia or claim this profile if it's yours.

Browse RICHMOND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Holly Marie Ruff offer?

Holly Marie Ruff specializes in Financial Planning, Investment Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Holly Marie Ruff's credentials?

Holly Marie Ruff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Holly Marie Ruff located?

Holly Marie Ruff is based in RICHMOND, Virginia, working with ALPHA OMEGA WEALTH MANAGEMENT, LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Holly Marie Ruff charge for services?

Holly Marie Ruff's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA OMEGA WEALTH MANAGEMENT, LLC?

ALPHA OMEGA WEALTH MANAGEMENT, LLC has approximately 10 employees and manages $995M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →