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Katherine Townshend Stockton

CARY STREET PARTNERS INVESTMENT ADVISORY LLC·RICHMOND, Virginia
SIE, Series 7, Series 63, Series 65, Series 87Clean record8 years registeredCARY STREET PARTNERS INVESTMENT ADVISORY LLC
901 EAST BYRD STREET, RICHMOND, VA 23219CRD# 3085173Firm CRD# 128545

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Katherine Townshend Stockton · RICHMOND, VA
Registration
CRD #3085173 · CARY STREET PARTNERS INVESTMENT ADVISORY LLC · 8 years registered
Brand Profile
Not yet started
01

Career History

FAIRLEAD STRATEGIES LLC
Apr 2026 – present
FAIRLEAD ASSET MANAGEMENT LLC
Jul 2018 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Series 87
Registration record
First registered · July 24, 2018
Years registered · 8
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD 128545 · SEC 801-64239
AUM
$7.0B
Regulatory assets under management
Employees
144
12,547 client accounts
Services offered by CARY STREET PARTNERS INVESTMENT ADVISORY LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at CARY STREET PARTNERS INVESTMENT ADVISORY LLC →
Introduction

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05

Frequently Asked Questions

What services does Katherine Townshend Stockton offer?
Katherine Townshend Stockton specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.
What are Katherine Townshend Stockton's credentials?
Katherine Townshend Stockton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Katherine Townshend Stockton located?
Katherine Townshend Stockton is based in RICHMOND, Virginia, working with CARY STREET PARTNERS INVESTMENT ADVISORY LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.
How does Katherine Townshend Stockton charge for services?
Katherine Townshend Stockton's firm is compensated through percentage of aum, hourly charges, subscription fees, other: revenue sharing with certain third parties. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARY STREET PARTNERS INVESTMENT ADVISORY LLC?
CARY STREET PARTNERS INVESTMENT ADVISORY LLC has approximately 144 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CARY STREET PARTNERS INVESTMENT ADVISORY LLC

Palmer Peebles Garson
RICHMOND, VA
Alfred Marshall Acuff
RICHMOND, VA
Brian Edward Smith
RICHMOND, VA
Hsueh-Liang-"leon" Chen
RICHMOND, VA
Timothy Coates Leath
RICHMOND, VA
Derron Scott Slonecker
RICHMOND, VA

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Research
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