Unclaimed Profile

Douglas Guy Stewart

CARY STREET PARTNERS INVESTMENT ADVISORY LLC·RICHMOND, Virginia

SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 23, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 6535 years registeredCARY STREET PARTNERS INVESTMENT ADVISORY LLC

901 EAST BYRD STREET, RICHMOND, VA 23219CRD# 1478381Firm CRD# 128545

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Guy Stewart · RICHMOND, VA

Registration

CRD #1478381 · CARY STREET PARTNERS INVESTMENT ADVISORY LLC · 35 years registered

Brand Profile

Not yet started

Career History

CARY STREET PARTNERS

Jun 2007 – present

WACHOVIA SECURITIES, LLC

Jan 1991 – Jul 2007

FREDERICKSBURG, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 9

Series 10

Series 23

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · January 17, 1991

Years registered · 35

Disclosure History

2015Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CRD 128545 · SEC 801-64239

AUM

$7.0B

Regulatory assets under management

Employees

144

12,547 client accounts

Services offered by CARY STREET PARTNERS INVESTMENT ADVISORY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CARY STREET PARTNERS INVESTMENT ADVISORY LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Guy Stewart offer?

Douglas Guy Stewart specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Douglas Guy Stewart's credentials?

Douglas Guy Stewart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Guy Stewart located?

Douglas Guy Stewart is based in RICHMOND, Virginia, working with CARY STREET PARTNERS INVESTMENT ADVISORY LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Douglas Guy Stewart charge for services?

Douglas Guy Stewart's firm is compensated through percentage of aum, hourly charges, subscription fees, other: revenue sharing with certain third parties. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARY STREET PARTNERS INVESTMENT ADVISORY LLC?

CARY STREET PARTNERS INVESTMENT ADVISORY LLC has approximately 144 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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