Unclaimed Profile

John Godfrey Taft

RIVERFRONT INVESTMENT GROUP, LLC·RICHMOND, Virginia

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 79TOClean record19 years registeredRIVERFRONT INVESTMENT GROUP, LLC

1214 EAST CARY STREET, RICHMOND, VA 23219CRD# 1007933Firm CRD# 146221

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Godfrey Taft · RICHMOND, VA

Registration

CRD #1007933 · RIVERFRONT INVESTMENT GROUP, LLC · 19 years registered

Brand Profile

Not yet started

Career History

ROBERT W. BAIRD & CO. INCORPORATED

Jan 2018 – present

RBC CAPITAL MARKETS, LLC

Mar 2007 – Jun 2016

MINNEAPOLIS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 79TO

Registration record

First registered · March 6, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RIVERFRONT INVESTMENT GROUP, LLC

CRD 146221 · SEC 801-68810

AUM

$751M

Regulatory assets under management

Employees

485 client accounts

Services offered by RIVERFRONT INVESTMENT GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at RIVERFRONT INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does John Godfrey Taft offer?

John Godfrey Taft specializes in Investment Management, Fee-Only Advisory. Contact their office in RICHMOND, Virginia for a consultation.

What are John Godfrey Taft's credentials?

John Godfrey Taft is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Godfrey Taft located?

John Godfrey Taft is based in RICHMOND, Virginia, working with RIVERFRONT INVESTMENT GROUP, LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does John Godfrey Taft charge for services?

John Godfrey Taft's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIVERFRONT INVESTMENT GROUP, LLC?

RIVERFRONT INVESTMENT GROUP, LLC has approximately 50 employees and manages $751M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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