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RIVERFRONT INVESTMENT GROUP, LLC
RIVERFRONT INVESTMENT GROUP, LLC
RICHMOND, Virginia
·
9 registered advisors
·
CRD# 146221
SEC# 801-68810
0
804-549-4800
01
Firm Overview
AUM
$751M
Regulatory assets under management
Employees
50
Total firm employees
Advisors
9
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Other
Compensation
Percentage of AUM
03
Specialties
Investment Management
Fee-Only Advisory
04
Advisors at RIVERFRONT INVESTMENT GROUP, LLC
9 registered advisors
Christopher John Konstantinos
RICHMOND, Virginia
CFA
CRD# 4589412
Douglas Alan Sandler
RICHMOND, Virginia
CFA
CRD# 2254668
John Godfrey Taft
RICHMOND, Virginia
CRD# 1007933
Karrie Burnham Southall
RICHMOND, Virginia
CRD# 3082873
Michael John Schroeder
RICHMOND, Virginia
CRD# 1483012
Paul Michael Jones
RICHMOND, Virginia
CFA
CRD# 2147172
Peter John Quinn
RICHMOND, Virginia
CRD# 1217067
Roderick Arthur Smyth
RICHMOND, Virginia
CRD# 1236843
Wendy Lee Smailes
RICHMOND, Virginia
CRD# 2440119
05
Office Locations
RICHMOND, Virginia
9 advisors
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Data sourced from SEC Form ADV filings. RIVERFRONT INVESTMENT GROUP, LLC (CRD# 146221) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.