Unclaimed Profile

Edward Hunter Jr Thompson

THOMPSON DAVIS & CO., INC.·RICHMOND, Virginia

SIE, Series 1, Series 7TO, Series 16, Series 24, Series 41, Series 63, Series 66, Series 99TO19 years registeredTHOMPSON DAVIS & CO., INC.

9030 STONY POINT PKWY, STE 100, RICHMOND, VA 23235CRD# 445674Firm CRD# 41353

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Edward Hunter Jr Thompson · RICHMOND, VA

Registration

CRD #445674 · THOMPSON DAVIS & CO., INC. · 19 years registered

Brand Profile

Not yet started

Career History

THOMPSON DAVIS ASSET MANAGEMENT

Feb 2007 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 16

Series 24

Series 41

Series 63

Series 66

Series 99TO

Registration record

First registered · February 9, 2007

Years registered · 19

Disclosure History

1991Customer Dispute·Settled

1986Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THOMPSON DAVIS & CO., INC.

CRD 41353 · SEC 801-120472

AUM

$159M

Regulatory assets under management

Employees

289 client accounts

Services offered by THOMPSON DAVIS & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at THOMPSON DAVIS & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Edward Hunter Jr Thompson offer?

Edward Hunter Jr Thompson specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Edward Hunter Jr Thompson's credentials?

Edward Hunter Jr Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Edward Hunter Jr Thompson located?

Edward Hunter Jr Thompson is based in RICHMOND, Virginia, working with THOMPSON DAVIS & CO., INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Edward Hunter Jr Thompson charge for services?

Edward Hunter Jr Thompson's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOMPSON DAVIS & CO., INC.?

THOMPSON DAVIS & CO., INC. has approximately 10 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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