Unclaimed Profile

James Thomas Ortlip

ALPHA OMEGA GROUP, INC.·RESTON, Virginia

SIE, Series 7, Series 66CFP25 years registeredALPHA OMEGA GROUP, INC.

11911 FREEDOM DRIVE, RESTON, VA 20190CRD# 4174290Firm CRD# 159026

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Thomas Ortlip · RESTON, VA

Registration

CRD #4174290 · ALPHA OMEGA GROUP, INC. · 25 years registered

Brand Profile

Not yet started

Career History

F L PUTNAM INVESTMENT MANAGEMENT CO.

Mar 2025 – present

AOG WEALTH MANAGEMENT

May 2013 – Mar 2025

RESTON, VA

CETERA ADVISORS LLC

Feb 2012 – May 2013

GREAT FALLS, VA

PACIFIC WEST FINANCIAL CONSULTANTS INC

Feb 2012 – Feb 2012

RENTON, WA

PACIFIC WEST FINANCIAL CONSULTANTS INC

Jun 2004 – Dec 2011

FAIRFAX, VA

CAPITAL FINANCIAL GROUP LEESBURG ASSOCIATES, LLC

May 2001 – Jun 2004

LEESBURG, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · May 30, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

2014Customer Dispute·Settled

2013Customer Dispute·Settled

2012Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALPHA OMEGA GROUP, INC.

CRD 159026 · SEC 801-77736

AUM

$341M

Regulatory assets under management

Employees

1,056 client accounts

Services offered by ALPHA OMEGA GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at ALPHA OMEGA GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does James Thomas Ortlip offer?

James Thomas Ortlip specializes in Financial Planning, Investment Management. Contact their office in RESTON, Virginia for a consultation.

What are James Thomas Ortlip's credentials?

James Thomas Ortlip holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Thomas Ortlip located?

James Thomas Ortlip is based in RESTON, Virginia, working with ALPHA OMEGA GROUP, INC.. Their office serves clients in the RESTON metropolitan area and surrounding communities.

How does James Thomas Ortlip charge for services?

James Thomas Ortlip's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA OMEGA GROUP, INC.?

ALPHA OMEGA GROUP, INC. has approximately 12 employees and manages $341M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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