Unclaimed Profile

Harry Thomas Kaplan

KAPLAN WEALTH MANAGEMENT, INC.·RESTON, Virginia

SIE, Series 7, Series 8, Series 24, Series 63, Series 6529 years registeredKAPLAN WEALTH MANAGEMENT, INC.

11107 SUNSET HILLS ROAD, RESTON, VA 20190CRD# 1198619Firm CRD# 167880

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harry Thomas Kaplan · RESTON, VA

Registration

CRD #1198619 · KAPLAN WEALTH MANAGEMENT, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KAPLAN WEALTH MANAGEMENT, INC.

LPL FINANCIAL LLC

Jun 2017 – Jun 2017

RESTON, VA

KAPLAN WEALTH MANAGEMENT, INC.

May 2013 – Apr 2024

Lakewood Ranch, FL

CADARET GRANT & CO INC

Jan 1997 – May 2013

RESTON, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 24

Series 63

Series 65

Registration record

First registered · January 1, 1997

Years registered · 29

Disclosure History

1999Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KAPLAN WEALTH MANAGEMENT, INC.

CRD 167880 · SEC 801-78074

AUM

$20M

Regulatory assets under management

Employees

88 client accounts

Services offered by KAPLAN WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KAPLAN WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Harry Thomas Kaplan offer?

Harry Thomas Kaplan specializes in Financial Planning, Investment Management, Wealth Management.

What are Harry Thomas Kaplan's credentials?

Harry Thomas Kaplan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harry Thomas Kaplan located?

Harry Thomas Kaplan is based in RESTON, Virginia, last registered with KAPLAN WEALTH MANAGEMENT, INC..

How does Harry Thomas Kaplan charge for services?

Harry Thomas Kaplan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KAPLAN WEALTH MANAGEMENT, INC.?

KAPLAN WEALTH MANAGEMENT, INC. has approximately 4 employees and manages $20M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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