Unclaimed Profile

David Scott Sweat

ALPHA OMEGA GROUP, INC.·GREAT FALLS, Virginia

SIE, Series 7, Series 63CFP17 years registeredALPHA OMEGA GROUP, INC.

10130-E COLVIN RUN ROAD, GREAT FALLS, VA 22066CRD# 5502379Firm CRD# 159026

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Scott Sweat · GREAT FALLS, VA

Registration

CRD #5502379 · ALPHA OMEGA GROUP, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALPHA OMEGA GROUP, INC.

AOG WEALTH MANAGEMENT

May 2013 – Jun 2017

GREAT FALLS, VA

CETERA ADVISORS LLC

Feb 2012 – May 2013

GREAT FALLS, VA

PACIFIC WEST FINANCIAL CONSULTANTS INC

Feb 2012 – Feb 2012

RENTON, WA

PACIFIC WEST FINANCIAL CONSULTANTS INC

Jan 2009 – Dec 2011

RENTON, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · January 14, 2009

Years registered · 17

Professional designation · CFP

Disclosure History

2019Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALPHA OMEGA GROUP, INC.

CRD 159026 · SEC 801-77736

AUM

$341M

Regulatory assets under management

Employees

1,056 client accounts

Services offered by ALPHA OMEGA GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at ALPHA OMEGA GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does David Scott Sweat offer?

David Scott Sweat specializes in Financial Planning, Investment Management.

What are David Scott Sweat's credentials?

David Scott Sweat holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Scott Sweat located?

David Scott Sweat is based in GREAT FALLS, Virginia, last registered with ALPHA OMEGA GROUP, INC..

How does David Scott Sweat charge for services?

David Scott Sweat's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA OMEGA GROUP, INC.?

ALPHA OMEGA GROUP, INC. has approximately 12 employees and manages $341M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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