Unclaimed Profile

Julie-Anne Lewis

MIDDLEBURG WEALTH MANAGEMENT LLC·MIDDLEBURG, Virginia

SIE, Series 7, Series 6622 years registeredMIDDLEBURG WEALTH MANAGEMENT LLC

4 N MADISON STREET, MIDDLEBURG, VA 20118CRD# 4311609Firm CRD# 170727

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Julie-Anne Lewis · MIDDLEBURG, VA

Registration

CRD #4311609 · MIDDLEBURG WEALTH MANAGEMENT LLC · 22 years registered

Brand Profile

Not yet started

Career History

RBC CAPITAL MARKETS, LLC

Oct 2024 – present

KESTRA PRIVATE WEALTH SERVICES, LLC

Dec 2010 – Nov 2024

Warrenton, VA

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Dec 2010

GAINESVILLE, VA

CITIGROUP GLOBAL MARKETS INC.

Feb 2006 – Jun 2009

GAINESVILLE, VA

LEGG MASON WOOD WALKER INC

Jan 2004 – Feb 2006

MANASSAS, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 7, 2004

Years registered · 22

Disclosure History

2016Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MIDDLEBURG WEALTH MANAGEMENT LLC

CRD 170727 · SEC 801-79738

AUM

$92M

Regulatory assets under management

Employees

310 client accounts

Services offered by MIDDLEBURG WEALTH MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MIDDLEBURG WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Julie-Anne Lewis offer?

Julie-Anne Lewis specializes in Investment Management, Fee-Only Advisory. Contact their office in MIDDLEBURG, Virginia for a consultation.

What are Julie-Anne Lewis's credentials?

Julie-Anne Lewis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Julie-Anne Lewis located?

Julie-Anne Lewis is based in MIDDLEBURG, Virginia, working with MIDDLEBURG WEALTH MANAGEMENT LLC. Their office serves clients in the MIDDLEBURG metropolitan area and surrounding communities.

How does Julie-Anne Lewis charge for services?

Julie-Anne Lewis's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIDDLEBURG WEALTH MANAGEMENT LLC?

MIDDLEBURG WEALTH MANAGEMENT LLC has approximately 2 employees and manages $92M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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