Unclaimed Profile

Brian John Bogart

BOGART WEALTH, LLC·MCLEAN, Virginia

SIE, Series 7, Series 63, Series 65CFP24 years registeredBOGART WEALTH, LLC

2010 CORPORATE RIDGE, MCLEAN, VA 22102CRD# 1186538Firm CRD# 283886

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian John Bogart · MCLEAN, VA

Registration

CRD #1186538 · BOGART WEALTH, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BOGART WEALTH, LLC

BOGART WEALTH, LLC

Jun 2016 – Aug 2020

MCLEAN, VA

MORGAN STANLEY

Nov 2014 – Jul 2016

MCLEAN, VA

RBC CAPITAL MARKETS, LLC

Mar 2009 – Nov 2014

MCLEAN, VA

FERRIS, BAKER WATTS, LLC

Aug 2001 – Mar 2009

MCLEAN, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · August 27, 2001

Years registered · 24

Professional designation · CFP

Disclosure History

2003Regulatory·Final

2002Customer Dispute·Settled

2001Customer Dispute·Pending

2001Customer Dispute·Settled

2001Employment Separation After Allegations

2001Regulatory·Final

2000Customer Dispute·Settled

1998Customer Dispute·Settled

1996Customer Dispute·Settled

1993Customer Dispute·Settled

1992Customer Dispute·Settled

15 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BOGART WEALTH, LLC

CRD 283886 · SEC 801-107912

AUM

$2.6B

Regulatory assets under management

Employees

6,495 client accounts

Services offered by BOGART WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BOGART WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Brian John Bogart offer?

Brian John Bogart specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Brian John Bogart's credentials?

Brian John Bogart holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brian John Bogart located?

Brian John Bogart is based in MCLEAN, Virginia, last registered with BOGART WEALTH, LLC.

How does Brian John Bogart charge for services?

Brian John Bogart's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BOGART WEALTH, LLC?

BOGART WEALTH, LLC has approximately 36 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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