Unclaimed Profile

Kathleen Louise Smith

WORLD CAPITAL ADVISORS, LLC·GLEN ALLEN, Virginia

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFPClean record16 years registeredWORLD CAPITAL ADVISORS, LLC

5219 HICKORY PARK DRIVE, GLEN ALLEN, VA 23059CRD# 5409330Firm CRD# 135941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Louise Smith · GLEN ALLEN, VA

Registration

CRD #5409330 · WORLD CAPITAL ADVISORS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Dec 2022 – present

DAVENPORT & COMPANY LLC

Jan 2013 – Nov 2022

RICHMOND, VA

WORLD CAPITAL ADVISORS, LLC

May 2010 – Jan 2013

GLEN ALLEN, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 5, 2010

Years registered · 16

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WORLD CAPITAL ADVISORS, LLC

CRD 135941 · SEC 801-79761

AUM

$57M

Regulatory assets under management

Employees

60 client accounts

Services offered by WORLD CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WORLD CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Kathleen Louise Smith offer?

Kathleen Louise Smith specializes in Financial Planning, Investment Management. Contact their office in GLEN ALLEN, Virginia for a consultation.

What are Kathleen Louise Smith's credentials?

Kathleen Louise Smith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kathleen Louise Smith located?

Kathleen Louise Smith is based in GLEN ALLEN, Virginia, working with WORLD CAPITAL ADVISORS, LLC. Their office serves clients in the GLEN ALLEN metropolitan area and surrounding communities.

How does Kathleen Louise Smith charge for services?

Kathleen Louise Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WORLD CAPITAL ADVISORS, LLC?

WORLD CAPITAL ADVISORS, LLC has approximately 1 employees and manages $57M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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