AdvisorOS Directory
Claim Profile
KS

Kathleen Louise Smith

WORLD CAPITAL ADVISORS, LLC·GLEN ALLEN, Virginia
Unclaimed Profile
5219 HICKORY PARK DRIVE, GLEN ALLEN, VA 23059CRD# 5409330Firm CRD# 135941
01

About

Kathleen Louise Smith is a registered financial advisor based in GLEN ALLEN, Virginia, affiliated with WORLD CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
WORLD CAPITAL ADVISORS, LLC
WORLD CAPITAL ADVISORS, LLC
AUM
$57M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at WORLD CAPITAL ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5409330
Firm CRD# 135941
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in GLEN ALLEN?

Browse all registered financial advisors in GLEN ALLEN, Virginia or claim this profile if it's yours.

Browse GLEN ALLEN AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Kathleen Louise Smith offer?
Kathleen Louise Smith specializes in Financial Planning, Investment Management. Contact their office in GLEN ALLEN, Virginia for a consultation.
What are Kathleen Louise Smith's credentials?
Kathleen Louise Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Louise Smith located?
Kathleen Louise Smith is based in GLEN ALLEN, Virginia, working with WORLD CAPITAL ADVISORS, LLC. Their office serves clients in the GLEN ALLEN metropolitan area and surrounding communities.
How does Kathleen Louise Smith charge for services?
Kathleen Louise Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WORLD CAPITAL ADVISORS, LLC?
WORLD CAPITAL ADVISORS, LLC has approximately 1 employees and manages $57M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in GLEN ALLEN
Mark W. Claud — LINGERFELT COMMONWEALTH PARTNERS, LLCRobin Ransom — LINGERFELT COMMONWEALTH PARTNERS, LLCJames J Donlin — CAPITOL SECURITIES MANAGEMENT, INC.Lia Bettenhausen Goff — CAPITOL SECURITIES MANAGEMENT, INC.Kenneth Scott Strickler — LINGERFELT COMMONWEALTH PARTNERS, LLC
Nearby cities in Virginia
RICHMOND (555)ARLINGTON (226)MCLEAN (211)CHARLOTTESVILLE (203)ALEXANDRIA (149)
City Guides
RICHMOND GuideARLINGTON GuideMCLEAN GuideCHARLOTTESVILLE GuideALEXANDRIA Guide
Research
Advisor Fees in VirginiaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile