Unclaimed Profile

Carolbeth Cook

THE MAIN STREET GROUP, LTD·GLEN ALLEN, Virginia

SIE, Series 7, Series 66Clean record7 years registeredTHE MAIN STREET GROUP, LTD

4510 COX ROAD, GLEN ALLEN, VA 23060CRD# 5850507Firm CRD# 175502

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carolbeth Cook · GLEN ALLEN, VA

Registration

CRD #5850507 · THE MAIN STREET GROUP, LTD · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE MAIN STREET GROUP, LTD

THE MAIN STREET GROUP

Aug 2018 – Jun 2021

GLEN ALLEN, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · August 29, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE MAIN STREET GROUP, LTD

CRD 175502 · SEC 801-113192

AUM

$325M

Regulatory assets under management

Employees

1,797 client accounts

Services offered by THE MAIN STREET GROUP, LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE MAIN STREET GROUP, LTD →

Introduction

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Frequently Asked Questions

What services does Carolbeth Cook offer?

Carolbeth Cook specializes in Financial Planning, Investment Management.

What are Carolbeth Cook's credentials?

Carolbeth Cook is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carolbeth Cook located?

Carolbeth Cook is based in GLEN ALLEN, Virginia, last registered with THE MAIN STREET GROUP, LTD.

How does Carolbeth Cook charge for services?

Carolbeth Cook's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE MAIN STREET GROUP, LTD?

THE MAIN STREET GROUP, LTD has approximately 13 employees and manages $325M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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